1_longA PERSONAL MEETING

A financial advisor will sit down with you to find out your goals, learning what you are (and aren’t) looking for when it comes to finances for you and your family.

2_longA PERSONAL STRATEGY

After the financial advisor has had the opportunity to sit down & discuss your goals, we’ll map out an individualized financial strategy that’s suited to your unique needs.

3_longTAILORING YOUR STRATEGY

Once you’ve had a chance to think about our proposal, another meeting will be set-up for you to discuss the strategy and further tailor it to your personal circumstances. Once you’re completely comfortable, you can move on to the next steps.

Rockfield Financial Core Values

4_longUNDERWRITING

No matter the strategy you select or the financial services company you choose to work with, Rockfield Financial ensures that the approval process goes as smoothly as possible.

1

A PERSONAL MEETING

We’ll sit down with you to find out your needs, your wants and your goals. We want to learn what you are (and aren’t) looking for when it comes to financial planning for you and your family.

2

FORMULATING A PERSONAL PLAN

After we’ve met with you, we’ll sit down and map out an individualized financial plan that’s suited to your unique needs.

3

TAILORING YOUR PLAN

Once you’ve had a chance to think about our proposal, we’ll set up another meeting to discuss the plan and further tailor it to your personal circumstances. When you’re completely comfortable with your plan, we’ll move to the next step.

4

UNDERWRITING

We make sure the approval process goes as smoothly as possible with whatever type of plan you select and whichever financial services company you choose to work with.

6_longREGULAR REVIEW

Once your strategy is in place, times will be scheduled for us to contact you to amend your plan as your life, family, or business circumstances change.

7_longCHECKING-IN

Your file will be kept up-to-date, so that when you need us, we’ll be ready. It’s part of our commitment to service.

6

REGULAR REVIEW

Once your plan is in place, we’ll set up times for us to contact you, or for you to contact us, to amend your plan as your life, family or business circumstances change.

7

CHECKING-IN

We’ll make sure that we keep up to date with you and your file, so that when you need us, we’ll be ready. It’s part of our commitment to serve you and your family.